Index access methods must handle concurrent updates of the index by multiple processes. The core PostgreSQL system obtains AccessShareLock on the index during an index scan, and RowExclusiveLock when updating the index (including plain VACUUM). Since these lock types do not conflict, the access method is responsible for handling any fine-grained locking it might need. An exclusive lock on the index as a whole will be taken only during index creation, destruction, or REINDEX.
Building an index type that supports concurrent updates usually requires extensive and subtle analysis of the required behavior. For the b-tree and hash index types, you can read about the design decisions involved in src/backend/access/nbtree/README and src/backend/access/hash/README.
Aside from the index's own internal consistency requirements, concurrent updates create issues about consistency between the parent table (the heap) and the index. Because PostgreSQL separates accesses and updates of the heap from those of the index, there are windows in which the index might be inconsistent with the heap. We handle this problem with the following rules:
A new heap entry is made before making its index entries. (Therefore a concurrent index scan is likely to fail to see the heap entry. This is okay because the index reader would be uninterested in an uncommitted row anyway. But see Section 55.5.)
When a heap entry is to be deleted (by VACUUM), all its index entries must be removed first.
An index scan must maintain a pin on the index page holding the item last returned by
ambulkdeletecannot delete entries from pages that are pinned by other backends. The need for this rule is explained below.
Without the third rule, it is possible for an index reader to
see an index entry just before it is removed by VACUUM, and then to arrive at the corresponding
heap entry after that was removed by VACUUM. This creates no serious problems if that
item number is still unused when the reader reaches it, since an
empty item slot will be ignored by
heap_fetch(). But what if a third backend has
already re-used the item slot for something else? When using an
MVCC-compliant snapshot, there is no problem because the new
occupant of the slot is certain to be too new to pass the
snapshot test. However, with a non-MVCC-compliant snapshot (such
as SnapshotAny), it would be possible to
accept and return a row that does not in fact match the scan
keys. We could defend against this scenario by requiring the scan
keys to be rechecked against the heap row in all cases, but that
is too expensive. Instead, we use a pin on an index page as a
proxy to indicate that the reader might still be "in flight" from the index entry to the matching
heap entry. Making
block on such a pin ensures that VACUUM
cannot delete the heap entry before the reader is done with it.
This solution costs little in run time, and adds blocking
overhead only in the rare cases where there actually is a
This solution requires that index scans be "synchronous": we have to fetch each heap tuple immediately after scanning the corresponding index entry. This is expensive for a number of reasons. An "asynchronous" scan in which we collect many TIDs from the index, and only visit the heap tuples sometime later, requires much less index locking overhead and can allow a more efficient heap access pattern. Per the above analysis, we must use the synchronous approach for non-MVCC-compliant snapshots, but an asynchronous scan is workable for a query using an MVCC snapshot.
amgetbitmap index scan,
the access method does not keep an index pin on any of the
returned tuples. Therefore it is only safe to use such scans with
When the ampredlocks flag is not set, any scan using that index access method within a serializable transaction will acquire a nonblocking predicate lock on the full index. This will generate a read-write conflict with the insert of any tuple into that index by a concurrent serializable transaction. If certain patterns of read-write conflicts are detected among a set of concurrent serializable transactions, one of those transactions may be canceled to protect data integrity. When the flag is set, it indicates that the index access method implements finer-grained predicate locking, which will tend to reduce the frequency of such transaction cancellations.